Huw Robert Price

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downing LLP

    FRN 545025

    • [FCA CF] Client dealing (since 7 Oct 2024)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • CF11 Money Laundering Reporting (6 Dec 2017 to 8 Dec 2019)
    • CF1 Director (18 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2017 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 17 Feb 2012)
    • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.