Sandringham Financial Partners Limited

• Principal Place of Business

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

  Web

  https://www.sandringham.co.uk

• Complaints Contact

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren Ashley Weatherby

  IRN DAW00017

  • CF30 Customer (18 Apr 2019 to 18 Apr 2019)
• Darren Wayne Hancock

  IRN DWH01100

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Dec 2013 to 8 Dec 2019)
• Darren Wiltshire

  IRN DXW00082

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2021)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Daryl Richardson

  IRN DXR00191

  • [FCA CF] Significant management (30 Apr 2024 to 28 Jan 2026)
• David Anthony Botterill-Scott

  IRN DAS00047

  • CF30 Customer (22 Feb 2013 to 6 Nov 2014)
• David Christopher Green

  IRN DCG00019

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (18 Jun 2014 to 8 Dec 2019)
• David Craig

  IRN DXC00233

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF30 Customer (since 11 Aug 2022)
  • [FCA CF] Client dealing (since 11 Aug 2022)
  • CF1 Director (AR) (since 11 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Aug 2022)
• David Glynn Thomas

  IRN DGT00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• David Griffiths

  IRN DLG00006

  • CF30 Customer (14 Jul 2014 to 31 Dec 2014)
• David James Firman

  IRN DJF01158

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (11 Sep 2017 to 8 Dec 2019)

• Reactiv Home Limited (no longer appointed)

  FRN 600904 · Appointed 5 Mar 2015 · Until 11 May 2015

• Commodore Finance Ltd (no longer appointed)

  FRN 461175 · Appointed 17 Oct 2013 · Until 27 Jan 2021

• 2G Financial Limited (no longer appointed)

  FRN 607318 · Appointed 16 Sep 2013 · Until 17 Oct 2014

• GLD Associates Ltd (no longer appointed)

  FRN 521598 · Appointed 14 Aug 2013 · Until 2 Mar 2015

No changes recorded yet.