David Craig

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 11 Aug 2022)
    • CF30 Customer (since 11 Aug 2022)
    • [FCA CF] Client dealing (since 11 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2022)
  • Clarity Financial Limited

    FRN 980730

    • Employed By (since 11 Aug 2022)
  • David Kirkpatrick Associates (no longer approved here)

    FRN 456832

    • Responsible for Insurance Mediation (11 Apr 2013 to 10 Jan 2018)
    • CF10 Compliance Oversight (25 Feb 2013 to 10 Jan 2018)
    • CF11 Money Laundering Reporting (25 Feb 2013 to 10 Jan 2018)
    • CF30 Customer (1 Sep 2011 to 10 Jan 2018)
  • Milecross Financial Solutions Limited (no longer approved here)

    FRN 413142

    • (38)Employed By (12 Sep 2005 to 15 Nov 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 9 Sep 2005)
    • CF21 Investment Adviser (1 Jun 2005 to 15 Nov 2006)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.