David Kirkpatrick Associates

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Cunningham Kennedy
IRN ACK00002
- CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
Ciaran Thomas Rea
IRN CTR01022
- CF30 Customer (21 Feb 2017 to 8 Dec 2019)
David Craig
IRN DXC00233
- Responsible for Insurance Mediation (11 Apr 2013 to 10 Jan 2018)
- CF11 Money Laundering Reporting (25 Feb 2013 to 10 Jan 2018)
- CF10 Compliance Oversight (25 Feb 2013 to 10 Jan 2018)
- CF30 Customer (1 Sep 2011 to 10 Jan 2018)
David Kirkpatrick
IRN DXK00021
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 7 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (22 Jan 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Jan 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF7 Sole Trader (10 Nov 2006 to 31 Jan 2007)
- CF8 Apportionment and Oversight (10 Nov 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (10 Nov 2006 to 22 Feb 2013)
- CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.