Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Mar 2022)
- CF30 Customer (since 9 Feb 2022)
- CF1 Director (AR) (since 9 Feb 2022)
- CF30 Customer (16 Jan 2008 to 5 Mar 2008)
-
Great Oak Financial Partners Ltd
FRN 969327
- (1)Employed By (since 9 Feb 2022)
-
- [FCA CF] Client dealing (14 Jun 2021 to 3 Mar 2022)
- [FCA CF] Functions requiring qualifications (14 Jun 2021 to 3 Mar 2022)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2021)
- CF30 Customer (1 Apr 2016 to 8 Dec 2019)
-
- CF30 Customer (11 Jul 2014 to 30 Nov 2016)
-
- (607)Employed By (11 Jul 2014 to 30 Nov 2016)
-
- CF30 Customer (22 Sep 2011 to 22 Apr 2014)
-
- CF30 Customer (5 Apr 2011 to 22 Nov 2011)
-
- CF30 Customer (20 Feb 2009 to 21 Dec 2009)
-
- Employed By (20 Feb 2009 to 21 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.