Sandringham Financial Partners Limited

• Principal Place of Business

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

  Web

  https://www.sandringham.co.uk

• Complaints Contact

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bryan Joseph Hollingsworth

  IRN BJH00021

  • CF30 Customer (4 Nov 2016 to 23 Feb 2017)
• Byron Johnson

  IRN BXJ01213

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
• Calvin Lister

  IRN CJL00024

  • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
• Cameron Ewan McCallum

  IRN CXM00189

  • [FCA CF] Functions requiring qualifications (22 Apr 2021 to 10 Nov 2023)
  • [FCA CF] Client dealing (22 Apr 2021 to 10 Nov 2023)
• Caroline Mary Connellan

  IRN CMC01199

  • [FCA CF] Manager of certification employee (6 Jan 2024 to 15 Nov 2024)
• Catherine Mary Williams

  IRN CMW01127

  • CF1 Director (AR) (21 Oct 2013 to 27 Jan 2021)
• Charles Austin Harper

  IRN CAH00077

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2021)
  • [FCA CF] Client dealing (since 20 Dec 2021)
• Chirag Bharat Thankey

  IRN CBT01028

  • CF30 Customer (1 Dec 2015 to 27 Dec 2015)
• Chris McLane

  IRN CXM00083

  • CF30 Customer (21 Aug 2014 to 8 Dec 2019)
• Christopher Alan Clark

  IRN CXC00077

  • CF30 Customer (11 Jun 2014 to 31 May 2015)

• Reactiv Home Limited (no longer appointed)

  FRN 600904 · Appointed 5 Mar 2015 · Until 11 May 2015

• Commodore Finance Ltd (no longer appointed)

  FRN 461175 · Appointed 17 Oct 2013 · Until 27 Jan 2021

• 2G Financial Limited (no longer appointed)

  FRN 607318 · Appointed 16 Sep 2013 · Until 17 Oct 2014

• GLD Associates Ltd (no longer appointed)

  FRN 521598 · Appointed 14 Aug 2013 · Until 2 Mar 2015

No changes recorded yet.