Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (7 Dec 2020 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 13 Mar 2026)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • CF30 Customer (4 Aug 2010 to 19 Dec 2016)
  • HCF PARTNERSHIP LIMITED (no longer approved here)

    FRN 500654

    • CF30 Customer (2 Nov 2009 to 4 Aug 2010)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 14 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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