Date authorised
1 April 2013
Companies House
06880757
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ground Floor
    8 Beaumont Gate
    Shenley Hill
    Radlett
    Hertfordshire
    WD7 7AR
    UNITED KINGDOM
    Phone
    +4402082363330
  • Complaints Contact

    Ground Floor
    8 Beaumont Gate
    Shenley Hill
    Radlett
    Hertfordshire
    WD7 7AR
    UNITED KINGDOM
    Phone
    +4402082363330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Hancock

    IRN AXH00012

    • CF30 Customer (28 Apr 2010 to 4 Aug 2010)
  • Amy Elizabeth Salter

    IRN AES01098

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2025)
    • [FCA CF] Client dealing (since 10 Dec 2025)
  • Andrew David Christopher Gibson

    IRN ADG00011

    • CF1 Director (3 Aug 2009 to 24 Mar 2016)
    • CF30 Customer (3 Aug 2009 to 24 Mar 2016)
    • CF11 Money Laundering Reporting (3 Aug 2009 to 24 Mar 2016)
    • CF10 Compliance Oversight (3 Aug 2009 to 17 Feb 2016)
    • Responsible for Insurance Mediation (3 Aug 2009 to 8 Oct 2015)
    • CF8 Apportionment and Oversight (3 Aug 2009 to 31 Mar 2009)
  • Andrew John Hursthouse

    IRN AJH01567

    • CF30 Customer (21 Oct 2009 to 4 Aug 2010)
  • Calvin Lister

    IRN CJL00024

    • CF30 Customer (2 Nov 2009 to 4 Aug 2010)
  • Carl Whitelock

    IRN CXW00106

    • CF30 Customer (6 Oct 2009 to 4 Aug 2010)
  • Carole Ann Pierce

    IRN CAP01082

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 24 Dec 2020)
  • Charles Robert Alexander

    IRN CRA00008

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 4 Nov 2020)
    • CF30 Customer (19 Jul 2012 to 18 Dec 2012)
  • Darren Ashley Reuben

    IRN DAR01145

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 27 Apr 2022)
  • Daryl Alfred Neumann

    IRN DAN01057

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • CF30 Customer (20 Jul 2012 to 10 Jun 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Medisurance Ltd (no longer appointed)

    FRN 748699 · Appointed 1 Jun 2016 · Until 6 Dec 2016

  • Benefits U Ltd (no longer appointed)

    FRN 748588 · Appointed 31 May 2016 · Until 6 Dec 2016

  • Obsidian Financial Ltd (no longer appointed)

    FRN 502339 · Appointed 3 Aug 2009 · Until 4 Aug 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.