Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2025)
- CF30 Customer (11 Feb 2016 to 26 Aug 2025)
- CF1 Director (AR) (11 Feb 2016 to 26 Aug 2025)
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- CF30 Customer (4 Aug 2010 to 11 Feb 2016)
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- CF30 Customer (28 Apr 2010 to 4 Aug 2010)
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- Employed By (23 Jun 2009 to 18 May 2010)
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- CF24 Pension Transfer Specialist (1 Dec 2001 to 13 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
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- CF24 Pension Transfer Specialist (1 Dec 2001 to 13 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.