Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JLP Financial Limited
FRN 951457
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF3 Executive Director (since 9 Mar 2022)
- Responsible for Insurance Distribution (since 9 Mar 2022)
- Responsibility for MCD Intermediation (since 9 Mar 2022)
- SMF16 Compliance Oversight (since 9 Mar 2022)
- [FCA CF] Functions requiring qualifications (since 9 Mar 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 27 Apr 2022)
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- CF30 Customer (21 May 2008 to 19 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 9 Jun 2008)
- CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Mar 2006 to 5 Jun 2006)
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- Employed By (7 Mar 2006 to 9 Jun 2008)
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- CF21 Investment Adviser (28 Dec 2005 to 13 Feb 2006)
- CF22 Investment Adviser (Trainee) (17 May 2004 to 23 Dec 2005)
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- Employed By (28 Dec 2005 to 13 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.