Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (3 Aug 2009 to 24 Mar 2016)
- CF10 Compliance Oversight (3 Aug 2009 to 17 Feb 2016)
- CF11 Money Laundering Reporting (3 Aug 2009 to 24 Mar 2016)
- CF30 Customer (3 Aug 2009 to 24 Mar 2016)
- CF8 Apportionment and Oversight (3 Aug 2009 to 31 Mar 2009)
- Responsible for Insurance Mediation (3 Aug 2009 to 8 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.