Charles Austin Harper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2021)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (30 Mar 2017 to 31 Jul 2017)
    • CF1 Director (AR) (30 Mar 2017 to 31 Jul 2017)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2007 to 10 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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