Chirag Bharat Thankey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IMPERIAL WEALTH ADVISORY LTD

    FRN 815621

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 17 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 14 Jan 2019)
    • CF30 Customer (14 Jan 2019 to 8 Dec 2019)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2019 to 8 Dec 2019)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (1 Dec 2015 to 27 Dec 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Nov 2014 to 7 Dec 2015)
  • THE BOBBY DHANJAL PRACTICE LIMITED (no longer approved here)

    FRN 537673

    • CF30 Customer (14 Feb 2014 to 10 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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