Sandringham Financial Partners Limited

• Principal Place of Business

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

  Web

  https://www.sandringham.co.uk

• Complaints Contact

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Brooks

  IRN PXB02183

  • CF1 Director (AR) (27 Sep 2013 to 18 Sep 2014)
• Paul David Huggins

  IRN PDH01074

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (since 3 Aug 2018)
  • CF30 Customer (since 24 Jul 2018)
• Paul David Murray

  IRN PDM00024

  • CF30 Customer (10 Mar 2017 to 22 Jun 2018)
• Paul Donald

  IRN PXD09408

  • CF1 Director (AR) (13 Dec 2018 to 8 May 2024)
• Paul Edward Handford

  IRN PXH00193

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2020)
  • [FCA CF] Client dealing (since 20 Jul 2020)
• Paul Green

  IRN PXG00049

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (21 Jul 2014 to 8 Dec 2019)
• Paul James Fairclough

  IRN PJF01124

  • CF30 Customer (31 Mar 2016 to 7 Oct 2016)
• Paul Jonathan Shackleton

  IRN PJS00168

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
  • CF30 Customer (29 Apr 2016 to 8 Dec 2019)
• Paul Lingard Sheard

  IRN PLS00029

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (13 Feb 2014 to 8 Dec 2019)
• Paul Lloyd Williams

  IRN PLW00011

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jan 2021)
  • CF30 Customer (29 Oct 2013 to 27 Jan 2021)
  • CF1 Director (AR) (29 Oct 2013 to 27 Jan 2021)

• Reactiv Home Limited (no longer appointed)

  FRN 600904 · Appointed 5 Mar 2015 · Until 11 May 2015

• Commodore Finance Ltd (no longer appointed)

  FRN 461175 · Appointed 17 Oct 2013 · Until 27 Jan 2021

• 2G Financial Limited (no longer appointed)

  FRN 607318 · Appointed 16 Sep 2013 · Until 17 Oct 2014

• GLD Associates Ltd (no longer appointed)

  FRN 521598 · Appointed 14 Aug 2013 · Until 2 Mar 2015

No changes recorded yet.