Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 Aug 2018)
- CF30 Customer (since 24 Jul 2018)
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HUGGINS WEALTH MANAGEMENT LIMITED
FRN 812702
- (2)Employed By (since 3 Aug 2018)
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- CF1 Director (AR) (30 Mar 2017 to 10 Dec 2018)
- CF30 Customer (30 Mar 2017 to 10 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 2 Sep 2008)
- CF22 Investment Adviser (Trainee) (16 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.