Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (31 Mar 2016 to 7 Oct 2016)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • CF30 Customer (14 Nov 2012 to 30 Dec 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (15 Nov 2006 to 14 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Mar 2005 to 15 Nov 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Feb 2004 to 4 Feb 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.