Paul Lloyd Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 27 Jan 2021)
    • CF30 Customer (since 2 Dec 2020)
    • CF1 Director (AR) (since 2 Dec 2020)
  • Commodore Finance Ltd

    FRN 461175

    • Employed By (since 29 Oct 2013)
    • Employed By (28 Dec 2006 to 17 Oct 2013)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2021)
    • CF1 Director (AR) (29 Oct 2013 to 27 Jan 2021)
    • CF30 Customer (29 Oct 2013 to 27 Jan 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF1 Director (AR) (19 Oct 2007 to 17 Oct 2013)
    • CF22 Investment Adviser (Trainee) (19 Oct 2007 to 31 Oct 2007)

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