Sandringham Financial Partners Limited

• Principal Place of Business

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

  Web

  https://www.sandringham.co.uk

• Complaints Contact

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Grenville Robert Turner

  IRN GRT00008

  • CF30 Customer (7 May 2015 to 8 Dec 2019)
• Gwilym Lloyd Jones

  IRN GAL01079

  • Appointed representative dealing with clients for which they require qualification (1 Mar 2023 to 11 Jul 2025)
  • [FCA CF] Client dealing (1 Mar 2023 to 11 Jul 2025)
  • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 11 Jul 2025)
  • CF1 Director (AR) (12 Jan 2023 to 11 Jul 2025)
  • CF30 Customer (26 May 2022 to 1 Dec 2022)
• Haidee Landa

  IRN HXL01080

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• Hardeep Singh Sohal

  IRN HSS00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2025)
  • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
• Harjinder Singh Gill

  IRN HXG00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2026)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Helen Vera Harkness

  IRN HVH01009

  • CF30 Customer (1 Feb 2014 to 14 Jul 2017)
• Henry Elsom

  IRN HXE00009

  • CF30 Customer (21 May 2015 to 22 Dec 2015)
• Hiren Rasbihari Khakhar

  IRN HXK13613

  • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 9 Dec 2024)
  • [FCA CF] Client dealing (23 Feb 2021 to 9 Dec 2024)
• Hitesh Kumar Tailor

  IRN HXT00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Dec 2021)
  • [FCA CF] Client dealing (since 6 Dec 2021)
• Howard James Pickersgill

  IRN HJP00012

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

• Reactiv Home Limited (no longer appointed)

  FRN 600904 · Appointed 5 Mar 2015 · Until 11 May 2015

• Commodore Finance Ltd (no longer appointed)

  FRN 461175 · Appointed 17 Oct 2013 · Until 27 Jan 2021

• 2G Financial Limited (no longer appointed)

  FRN 607318 · Appointed 16 Sep 2013 · Until 17 Oct 2014

• GLD Associates Ltd (no longer appointed)

  FRN 521598 · Appointed 14 Aug 2013 · Until 2 Mar 2015

No changes recorded yet.