Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2026)
    • CF1 Director (AR) (since 31 Dec 2025)
    • CF30 Customer (since 31 Dec 2025)
    • (1)Employed By (since 31 Dec 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2026)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (12 Sep 2016 to 5 Sep 2017)
  • Keystone Wealth Management Ltd (no longer approved here)

    FRN 525039

    • (7)Employed By (12 Sep 2016 to 5 Sep 2017)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (22 Nov 2007 to 6 Aug 2009)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (4 Sep 2006 to 27 Dec 2006)
    • CF22 Investment Adviser (Trainee) (22 Mar 2006 to 4 Sep 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (26 Nov 2002 to 24 Feb 2006)
    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 26 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.