Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2025)
    • [FCA CF] Client dealing (since 11 Jul 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2025)
    • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (15 Sep 2009 to 23 Jun 2010)
  • Total Solutions Independent Financial Advisers Ltd (no longer approved here)

    FRN 196051

    • Employed By (5 Jul 2001 to 30 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.