Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Jul 2016 to 8 Dec 2019)
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- Employed By (14 Jul 2015 to 6 Jun 2016)
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- CF30 Customer (14 Jul 2015 to 6 Jun 2016)
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- CF30 Customer (9 Jul 2014 to 31 Jul 2015)
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- CF30 Customer (9 Sep 2013 to 13 Jun 2014)
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- CF30 Customer (8 May 2012 to 9 Sep 2013)
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- CF30 Customer (3 May 2011 to 7 May 2012)
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- CF22 Investment Adviser (Trainee) (23 Jul 2003 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.