Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
  • Townsend Financial Services (no longer approved here)

    FRN 216543

    • Employed By (14 Jul 2015 to 6 Jun 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (14 Jul 2015 to 6 Jun 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jul 2014 to 31 Jul 2015)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 13 Jun 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 May 2012 to 9 Sep 2013)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (3 May 2011 to 7 May 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (23 Jul 2003 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.