Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 12 Dec 2024)
    • CF1 Director (AR) (since 18 Nov 2024)
    • CF30 Customer (since 18 Nov 2024)
    • (1)Employed By (since 18 Nov 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (23 Feb 2021 to 9 Dec 2024)
    • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 9 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Feb 2021)
    • CF30 Customer (24 Apr 2019 to 19 Feb 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (481)Employed By (24 Apr 2019 to 19 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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