Sandringham Financial Partners Limited

Date authorised
1 April 2013
Companies House
08022795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900
    Web
    https://www.sandringham.co.uk

  • Complaints Contact

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arun Kumar Sahota

    IRN AKS01137

    • CF30 Customer (1 Jul 2019 to 1 Jul 2019)
  • Barry Charles Kayes

    IRN BCK00001

    • CF2 Non Executive Director (15 Nov 2012 to 8 Dec 2019)
  • Barry Jarvis Fields

    IRN BJF00017

    • CF30 Customer (28 Jan 2016 to 15 Aug 2016)
  • Ben Steven Henderson

    IRN BSH01036

    • CF1 Director (AR) (21 Jun 2017 to 19 Jan 2018)
  • Benjamin Broome

    IRN BJB01078

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
  • Benjamin John Milton Farrell

    IRN BXF19350

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2020)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Benjamin Sier

    IRN BXS02182

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
  • Brian Adams

    IRN BXA01291

    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 9 Aug 2024)
    • [FCA CF] Client dealing (20 Oct 2022 to 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 9 Aug 2024)
    • CF1 Director (AR) (29 Jun 2022 to 9 Aug 2024)
    • CF30 Customer (29 Jun 2022 to 9 Aug 2024)
  • Brian Craig Barraclough

    IRN BCB01055

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2023)
    • CF1 Director (1 Jan 2018 to 8 Dec 2019)
  • Bryan Barr

    IRN BJB00008

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (26 Sep 2014 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.