Benjamin Broome

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2022 to 14 Jun 2024)
    • [FCA CF] Manager of certification employee (14 Oct 2020 to 14 Jun 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2004 to 25 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.