Brian Adams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Aug 2024)
    • CF1 Director (AR) (since 28 Jun 2024)
    • CF30 Customer (since 28 Jun 2024)
  • Merlyn Wealth Management Ltd

    FRN 577405

    • (3)Employed By (since 27 Mar 2012)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (20 Oct 2022 to 9 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (20 Oct 2022 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 9 Aug 2024)
    • CF30 Customer (29 Jun 2022 to 9 Aug 2024)
    • CF1 Director (AR) (29 Jun 2022 to 9 Aug 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 20 Oct 2022)
    • [FCA CF] Client dealing (26 Nov 2020 to 20 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Mar 2010 to 5 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.