Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
- CF30 Customer (26 Sep 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (12 Jan 2004 to 30 Apr 2004)
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- Employed By (1 Oct 1998 to 30 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.