Sandringham Financial Partners Limited

Date authorised
1 April 2013
Companies House
08022795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900
    Web
    https://www.sandringham.co.uk

  • Complaints Contact

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jonathan Backhouse

    IRN AJB01490

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (28 Nov 2017 to 8 Dec 2019)
  • Andrew Keith Stock

    IRN AXS00343

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2025)
  • Andrew Lawrence Walters

    IRN ALW00009

    • [FCA CF] Client dealing (22 Mar 2021 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 31 Dec 2025)
  • Andrew Raymond Colliver

    IRN ARC00019

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
  • Angela Frances Taylor

    IRN AFT01030

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2025)
    • CF1 Director (AR) (28 Jun 2019 to 22 Apr 2025)
    • CF30 Customer (1 Apr 2019 to 22 Apr 2025)
  • Angela Louise Farrell

    IRN ALF01031

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Anthony David Howard

    IRN ADH01155

    • CF30 Customer (30 Jul 2015 to 11 May 2018)
  • Anthony John Pillow

    IRN AJP00054

    • CF30 Customer (5 Apr 2019 to 5 Apr 2020)
  • Antony Richard Green

    IRN ARG00003

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2024)
    • CF30 Customer (3 Mar 2015 to 8 Dec 2019)
  • Arthur Osborne

    IRN AXO00021

    • CF30 Customer (22 Feb 2016 to 30 Oct 2018)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.