Anthony David Howard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Red Kite Wealth Management Limited

    FRN 800111

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] CASS oversight function (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
    • CF1 Director (29 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Mar 2018 to 30 Sep 2018)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (30 Jul 2015 to 11 May 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (17 Apr 2014 to 3 Sep 2015)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (612)Employed By (17 Apr 2014 to 3 Sep 2015)
  • TISCO FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 509803

    • CF30 Customer (1 Jul 2013 to 25 Apr 2014)

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Updates to this individual's record on the FCA register.

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