TISCO FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Tisco Financial Planning Ltd

  Hill House

  5 Holywell Hill

  St. Albans

  Hertfordshire

  AL1 1EU

  UNITED KINGDOM

  Phone

  +4401727734040

  Web

  https://www.tisco.co.uk

• Complaints Contact

  Tisco Financial Planning Ltd

  Hill House

  5 Holywell Hill

  St. Albans

  Hertfordshire

  AL1 1EU

  UNITED KINGDOM

  Phone

  +4401727734040

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andreas James Manus Hunter

  IRN AJH01392

  • CF30 Customer (19 Jan 2010 to 1 Apr 2018)
• Anthony David Howard

  IRN ADH01155

  • CF30 Customer (1 Jul 2013 to 25 Apr 2014)
• Benjamin Thomas Courtney Smith

  IRN BXS00086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Charles Kemp Denyer

  IRN CKD01006

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2022)
• James Henry Courtney Smith

  IRN JHS01136

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Sep 2025)
  • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
• Michael Geoffrey Smith

  IRN MGS00030

  • CF30 Customer (19 Oct 2011 to 2 Dec 2011)
• Michael John Denton

  IRN MJD00110

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (11 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (11 Jan 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 Jan 2010 to 30 Sep 2018)
  • CF1 Director (11 Jan 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jan 2010 to 8 Dec 2019)
• Stuart Dennis Mason Bigham

  IRN SDB01143

  • CF30 Customer (10 Jun 2013 to 5 Oct 2015)
• Stuart McElroy

  IRN SFM00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)

No changes recorded yet.