Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
    • [FCA CF] Client dealing (since 9 Jun 2025)
  • OMNI - FINANCIAL LTD (no longer approved here)

    FRN 737468

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2025)
    • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Jun 2018 to 19 Jun 2018)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (18 Jun 2018 to 19 Jun 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Nov 2015 to 6 Jul 2018)
  • TISCO FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 509803

    • CF30 Customer (10 Jun 2013 to 5 Oct 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (19 Apr 2011 to 10 Jun 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Oct 2008 to 6 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.