Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROSPERITY IFA LIMITED
FRN 772483
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
- [FCA CF] Client dealing (since 9 Jun 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2025)
- CF30 Customer (8 Aug 2018 to 8 Dec 2019)
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- CF30 Customer (18 Jun 2018 to 19 Jun 2018)
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- Employed By (18 Jun 2018 to 19 Jun 2018)
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- CF30 Customer (2 Nov 2015 to 6 Jul 2018)
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- CF30 Customer (10 Jun 2013 to 5 Oct 2015)
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- CF30 Customer (19 Apr 2011 to 10 Jun 2013)
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- CF30 Customer (20 Oct 2008 to 6 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.