Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 27 Apr 2020)
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- CF30 Customer (5 Apr 2019 to 5 Apr 2020)
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- Employed By (5 Apr 2019 to 5 Apr 2020)
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- Employed By (17 Aug 2018 to 5 Apr 2019)
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- Employed By (22 Nov 2013 to 5 Apr 2020)
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- Employed By (20 Nov 2013 to 21 Nov 2013)
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- CF30 Customer (20 Nov 2013 to 21 Nov 2013)
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- Employed By (8 Dec 2003 to 29 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.