Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2024)
    • CF30 Customer (3 Mar 2015 to 8 Dec 2019)
  • HARVEST ASSOCIATES LIMITED (no longer approved here)

    FRN 629749

    • CF30 Customer (1 Oct 2015 to 9 Sep 2016)
  • Steven Braithwait (no longer approved here)

    FRN 200237

    • (5)Employed By (31 Jan 2013 to 20 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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