Andrew Jonathan Backhouse

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (28 Nov 2017 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (3 Jan 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2006 to 3 Jan 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (3 Jan 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2006 to 3 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (25 Nov 2004 to 17 Mar 2006)
    • CF22 Investment Adviser (Trainee) (17 Feb 2004 to 25 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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