Saltus Financial Planning Limited

• Principal Place of Business

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

  Web

  https://www.saltus.co.uk

• Complaints Contact

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Bevan

  IRN PJB00176

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 6 Jun 2019)
  • CF30 Customer (since 9 May 2016)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Aug 2025)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2023)
  • CF1 Director (18 Jul 2016 to 8 Dec 2019)
• Ralph Henry Brill

  IRN RXB00169

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2021)
  • CF30 Customer (3 Jul 2019 to 8 Dec 2019)
• Ralph John Eastel

  IRN RXE00224

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
• Ray Michael Turner

  IRN RXT15890

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
  • [FCA CF] Client dealing (since 28 Mar 2024)
• Robert Cameron Quigley

  IRN RXQ00008

  • [FCA CF] Client dealing (2 Jun 2025 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 1 Jul 2025)
• Robert Earl

  IRN RXE00089

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 16 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • [FCA CF] Client dealing (since 2 Jun 2025)
• Robert Edward John Sutton

  IRN RES01084

  • CF30 Customer (23 Oct 2017 to 8 Apr 2019)
• Scott James Constable

  IRN SXC01221

  • [FCA CF] Client dealing (2 Jun 2025 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 1 Aug 2025)
• Shamendra Gangesha Senarath-Yapa

  IRN SGS01076

  • [FCA CF] Client dealing (2 Jun 2025 to 25 Mar 2026)
  • [FCA CF] Functions requiring qualifications (2 Jun 2025 to 25 Mar 2026)
• Sharon Duffy

  IRN SXD38381

  • [FCA CF] Client dealing (25 Oct 2023 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 28 Nov 2025)

• Saltus Financial Services Ltd

  FRN 413684 · Appointed 13 May 2016

• Lorica Wellbeing Limited (no longer appointed)

  FRN 911894 · Appointed 1 Aug 2019 · Until 13 Apr 2026

No changes recorded yet.