Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
- [FCA CF] Client dealing (since 28 Mar 2024)
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- (22)[FCA CF] Manager of certification employee (31 Mar 2023 to 12 Nov 2024)
- (21)[FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2024)
- (23)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Nov 2024)
- (20)CF30 Customer (12 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (20)CF30 Customer at Forrester-Hyde Limited
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controlled function added: (21)[FCA CF] Client dealing at Forrester-Hyde Limited
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controlled function added: (22)[FCA CF] Manager of certification employee at Forrester-Hyde Limited
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controlled function added: (23)[FCA CF] Functions requiring qualifications at Forrester-Hyde Limited