Robert Edward John Sutton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laithwaite Financial Services Limited

    FRN 225044

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • CF30 Customer (23 Oct 2017 to 8 Apr 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (13 Dec 2006 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (12 Dec 2005 to 13 Dec 2006)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (9 Dec 2005 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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