RWC Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
RWC Asset Management LLP10 Bressenden PlaceLondonWestminsterSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
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Complaints Contact
RWC Asset Management LLPVerde10 Bressenden PlaceLondonSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · Limited to investment management activities for the specified customer types.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Anthony Harrison
IRN PAH01157
- CF30 Customer (9 Feb 2016 to 30 Jun 2017)
- CF4 Partner (2 Aug 2013 to 30 Jun 2017)
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Paul Larche
IRN PXL01566
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
- CF10 Compliance Oversight (22 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Oct 2015 to 8 Dec 2019)
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Peter Dermot Allwright
IRN PDA01037
- CF30 Customer (17 Jan 2011 to 24 Jun 2013)
- CF4 Partner (17 Jan 2011 to 24 Jun 2013)
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Peter Harrison
IRN PXH01235
- CF3 Chief Executive (27 Dec 2007 to 28 Feb 2013)
- CF4 Partner (27 Dec 2007 to 28 Feb 2013)
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Peter James HUGHES
IRN PJH01483
- [FCA CF] Manager of certification employee (since 13 Oct 2023)
- [FCA CF] Material risk taker (since 18 Sep 2023)
- [FCA CF] Client dealing (since 18 Sep 2023)
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Praveen Kanakamedala
IRN PXK01354
- [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2021)
- CF30 Customer (28 Oct 2019 to 8 Dec 2019)
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Priyanthan Kodeeswaran
IRN PXK01079
- CF4 Partner (23 Nov 2009 to 29 Apr 2016)
- CF30 Customer (23 Nov 2009 to 29 Apr 2016)
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Puay Khim Jessica Lim
IRN PXL19865
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Sep 2019 to 8 Dec 2019)
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Ramsy Oliver Henry Polding
IRN RXP00756
- [FCA CF] Client dealing (since 28 Oct 2025)
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Robert Alexander Inigo Edsberg
IRN RAE01038
- CF30 Customer (27 Dec 2007 to 12 May 2008)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.