RWC Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
RWC Asset Management LLP10 Bressenden PlaceLondonWestminsterSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
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Complaints Contact
RWC Asset Management LLPVerde10 Bressenden PlaceLondonSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · Limited to investment management activities for the specified customer types.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Canepa-Anson
IRN RXC00292
- [FCA CF] Client dealing (since 21 Nov 2020)
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Roderick Loffler
IRN RXL00171
- [FCA CF] Client dealing (since 21 Jun 2024)
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Roxanna Kennedy
IRN RXK00425
- SMF27 Partner (18 Jan 2024 to 24 Jun 2024)
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Russell Stephen Champion
IRN RXC01673
- SMF27 Partner (9 Dec 2019 to 19 May 2021)
- CF4 Partner (12 Sep 2017 to 8 Dec 2019)
- CF30 Customer (12 Sep 2017 to 8 Dec 2019)
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Samuel Hunter Weeman
IRN SHW01033
- CF30 Customer (22 Sep 2009 to 8 Aug 2011)
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Sebastien Bidault
IRN SXB02301
- [FCA CF] Client dealing (since 10 May 2023)
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Shaul Rosten
IRN SXR00286
- [FCA CF] Client dealing (since 31 Jan 2023)
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Shivesh Haulkhory
IRN SXH02352
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Sep 2014 to 8 Dec 2019)
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Simon Rogers
IRN SJR01126
- [FCA CF] Client dealing (since 21 Jun 2024)
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Stefan Hirter
IRN SXH00470
- [FCA CF] Client dealing (21 Jun 2024 to 30 Apr 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.