RWC Asset Management LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
RWC Asset Management LLP10 Bressenden PlaceLondonWestminsterSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
-
Complaints Contact
RWC Asset Management LLPVerde10 Bressenden PlaceLondonSW1E 5DHUNITED KINGDOM- Phone
- +442072276000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · Limited to investment management activities for the specified customer types.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stephanie Kelly
IRN SXK00757
- [FCA CF] Client dealing (21 Jun 2024 to 22 May 2025)
-
Steven John Robertson
IRN SJR01147
- CF30 Customer (27 Dec 2007 to 27 Feb 2017)
-
Stuart Alexander Gordon Taylor
IRN SAT01099
- CF30 Customer (12 Aug 2010 to 28 Feb 2019)
-
Stuart Morton Frost
IRN SMF01089
- CF4 Partner (10 Nov 2010 to 24 Jun 2013)
- CF30 Customer (10 Nov 2010 to 24 Jun 2013)
-
Sunita Patel
IRN SXP01046
- SMF27 Partner (since 10 Apr 2025)
-
Thomas Kurt Allraum
IRN TXA21107
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
-
Thomas Walter Gilbey
IRN TXG19779
- [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2021)
- CF30 Customer (6 Sep 2019 to 8 Dec 2019)
-
Tord Stallvik
IRN TXS01107
- [FCA CF] Client dealing (since 21 Jun 2024)
- SMF1 Chief Executive (since 15 Jan 2022)
- SMF27 Partner (since 15 Jan 2022)
-
Uday Sikand
IRN UXS01097
- [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2024)
- CF30 Customer (17 Dec 2014 to 8 Dec 2019)
-
Victor Erch
IRN VXE01059
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.