Tord Stallvik

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RWC Asset Management LLP
FRN 474286
- [FCA CF] Client dealing (since 21 Jun 2024)
- SMF1 Chief Executive (since 15 Jan 2022)
- SMF27 Partner (since 15 Jan 2022)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 31 Mar 2003)
SCHRODER & CO. LIMITED (no longer approved here)
FRN 144206
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 31 Mar 2003)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF22 Investment Adviser (Trainee) (19 Nov 2002 to 31 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.