Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RWC Asset Management LLP
FRN 474286
- [FCA CF] Manager of certification employee (since 13 Oct 2023)
- [FCA CF] Client dealing (since 18 Sep 2023)
- [FCA CF] Material risk taker (since 18 Sep 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
- CF30 Customer (29 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.