Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Mar 2026)
    • [FCA CF] Significant management (since 3 Apr 2025)
    • SMF3 Executive Director (29 Apr 2024 to 2 Apr 2025)
  • RWC Asset Management LLP (no longer approved here)

    FRN 474286

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
    • CF10 Compliance Oversight (22 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.