RWC Asset Management LLP

• Principal Place of Business

  RWC Asset Management LLP

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072276000

  Web

  https://www.redwheel.com

• Complaints Contact

  RWC Asset Management LLP

  Verde

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072276000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · Limited to investment management activities for the specified customer types.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nathaniel Andrew Clark

  IRN NXC19837

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Aug 2021)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Nicholas Antony Daniel

  IRN NAD01038

  • [FCA CF] Material risk taker (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (26 Aug 2010 to 8 Dec 2019)
• Nicholas Charles Hamilton Purves

  IRN NCP01025

  • [FCA CF] Material risk taker (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
  • CF4 Partner (19 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (14 Sep 2010 to 8 Dec 2019)
• Nicholas Smithie

  IRN NXS00629

  • [FCA CF] Client dealing (since 8 May 2024)
• Nicholas Timothy Clay

  IRN NTC01008

  • [FCA CF] Manager of certification employee (since 1 Feb 2023)
  • [FCA CF] Material risk taker (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 15 Jul 2021)
  • SMF27 Partner (15 Jul 2021 to 1 Feb 2023)
• Nicola Wood

  IRN NMW01041

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2024)
  • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
• Nigel David Lyndon Davies

  IRN NDD00013

  • CF30 Customer (9 Feb 2016 to 30 Jun 2017)
  • CF4 Partner (2 Aug 2013 to 30 Jun 2017)
• Nigel Hill

  IRN NXH01189

  • SMF27 Partner (6 Jun 2022 to 19 Dec 2025)
• Nigel Stanley Gliksten

  IRN NSG01015

  • CF30 Customer (27 Dec 2007 to 15 May 2008)
• Patricio Martin Danziger

  IRN PXD22636

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
  • CF30 Customer (28 Oct 2019 to 8 Dec 2019)

No changes recorded yet.