Nicholas Antony Daniel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RWC Asset Management LLP

    FRN 474286

    • [FCA CF] Material risk taker (since 1 Feb 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Aug 2010 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 6 Aug 2010)
    • CF27 Investment Management (30 Jun 2006 to 9 Jan 2007)
    • CF26 Customer Trading (30 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jun 2006 to 9 Jan 2007)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2004)
    • CF27 Investment Management (1 Dec 2001 to 28 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.