Nicholas Timothy Clay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RWC Asset Management LLP

    FRN 474286

    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
    • [FCA CF] Material risk taker (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 15 Jul 2021)
    • SMF27 Partner (15 Jul 2021 to 1 Feb 2023)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (14 Sep 2012 to 6 Mar 2016)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.