Nicholas Charles Hamilton Purves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RWC Asset Management LLP

    FRN 474286

    • [FCA CF] Material risk taker (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 1 Feb 2023)
    • CF4 Partner (19 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (14 Sep 2010 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 12 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 12 Aug 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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