Russell & Co Financial Advisers LLP

• Principal Place of Business

  Russell & Co Financial Advisers LLP

  Station House

  Station Approach

  East Horsley

  Leatherhead

  Surrey

  KT24 6QX

  UNITED KINGDOM

  Phone

  +4401483285304

  Web

  https://www.russellinvestments.co.uk

• Complaints Contact

  Station House

  Station Approach

  East Horsley

  Leatherhead

  Surrey

  KT24 6QX

  UNITED KINGDOM

  Phone

  +4401483285304

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Ronald Russell

  IRN ARR01069

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2019)
  • CF11 Money Laundering Reporting (17 Apr 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jan 2013 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2010 to 8 Dec 2019)
• Brian Roy Ellery

  IRN BRE01008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2024)
• Brian Russell

  IRN BXR00001

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Grant Stuart Connell

  IRN GSC01067

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 16 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (8 Feb 2012 to 17 Apr 2013)
  • CF30 Customer (26 Oct 2010 to 8 Dec 2019)
  • CF4 Partner (26 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Oct 2010 to 14 Jan 2013)
  • Responsible for Insurance Mediation (26 Oct 2010 to 30 Sep 2018)
• John Kevin Roche

  IRN KJR00021

  • CF30 Customer (2 Feb 2015 to 12 Feb 2017)
• Jonathan Thompson

  IRN JET00019

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
• Nigel Beynon

  IRN NXB01124

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2021)
  • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
• Philip John Holton

  IRN PJH00043

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Mar 2015 to 8 Dec 2019)
• Richard John Argyle

  IRN RJA01067

  • CF30 Customer (4 Mar 2015 to 8 Jun 2015)
• Timothy Norton Morris

  IRN TNM00009

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)

• Brian Russell (no longer appointed)

  FRN 764789 · Appointed 17 Nov 2016 · Until 7 Aug 2023

No changes recorded yet.