Grant Stuart Connell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Russell & Co Financial Advisers LLP

    FRN 529125

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 16 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (8 Feb 2012 to 17 Apr 2013)
    • CF4 Partner (26 Oct 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Oct 2010 to 30 Sep 2018)
    • CF30 Customer (26 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Oct 2010 to 14 Jan 2013)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 5 Nov 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (5 Jun 2006 to 21 Jul 2006)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 5 Jun 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (5 Jun 2006 to 21 Jul 2006)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 5 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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