Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 19 Sep 2024)
- CF30 Customer (since 5 Sep 2024)
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Quilter Financial Advisers Ltd
FRN 452529
- (248)Employed By (since 5 Sep 2024)
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- Appointed representative dealing with clients for which they require qualification (10 Aug 2022 to 30 Aug 2024)
- CF30 Customer (25 May 2022 to 30 Aug 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2021)
- CF30 Customer (18 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (20 Jun 2013 to 20 Feb 2014)
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- CF30 Customer (14 Mar 2012 to 5 Feb 2013)
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- CF30 Customer (7 Feb 2011 to 5 Aug 2011)
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- CF30 Customer (24 Dec 2009 to 18 Jan 2011)
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- CF30 Customer (17 Jul 2008 to 6 Nov 2009)
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- CF30 Customer (1 Nov 2007 to 10 Jul 2008)
- CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)
- CF27 Investment Management (13 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.