Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Sep 2024)
    • CF30 Customer (since 5 Sep 2024)
    • (248)Employed By (since 5 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (10 Aug 2022 to 30 Aug 2024)
    • CF30 Customer (25 May 2022 to 30 Aug 2024)
  • Russell & Co Financial Advisers LLP (no longer approved here)

    FRN 529125

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2021)
    • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
  • FUNDAMENTAL ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 401123

    • CF30 Customer (20 Jun 2013 to 20 Feb 2014)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (14 Mar 2012 to 5 Feb 2013)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (7 Feb 2011 to 5 Aug 2011)
    • CF30 Customer (24 Dec 2009 to 18 Jan 2011)
  • Fiske Plc (no longer approved here)

    FRN 124279

    • CF30 Customer (17 Jul 2008 to 6 Nov 2009)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF30 Customer (1 Nov 2007 to 10 Jul 2008)
    • CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)
    • CF27 Investment Management (13 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.