Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Russell & Co Financial Advisers LLP
FRN 529125
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2019)
- CF11 Money Laundering Reporting (17 Apr 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jan 2013 to 8 Dec 2019)
- CF4 Partner (26 Oct 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.